Notification about transactions of directors according to para. 19 market abuse regulation (EU) Nr. 596/2014:

The following table contains notifications about transactions by persons with managerial responsibilities in accordance with para. 19 market abuse regulation (EU) No 596/2014. People with managerial responsibilities include members of a managerial, administrative or supervisory body, as well as other persons who have regular access to insider information. The transactions listed only affect the no-par shares of Wacker Neuson SE (formerly Wacker Construction Equipment AG), ISIN DE000WACK012.

The following transactions were reported to Wacker Neuson SE (since July 3, 2016 pursuant to Art. 19 MAR, previously pursuant to § 15a Securities Trading Act):

Name and Position

Transaction

With respect to the security

Date, place

Pieces

Rate in €

Total volume in €

Note

Ralph Wacker, Member of the administrative or supervisory body

Purchase

Wacker stock

from August 20, 2019 to October 6, 2019, outside a trading venue

75,000

up to 18.00

not numberable

 

Wilfried Trepels, Member of the managing body

Purchase

Wacker stock

Aug. 08, 2019, EDE-XETRA

 

Aggregated 15.68

Aggregated 54,887.97

 

Neuson Forest GmbH

Sales

Wacker stock

Jul. 03, 2019, off-market

3,000,000

20.00

60,000,000

 

Astor Privatstiftung

Sales

Wacker stock

Aug. 28, 2017

39,750

23.09642

918,082.97

 

Wilfried Trepels

Purchase

Wacker stock

January 16, 2017, off-market

3,500

15.85

55,475.00

 

Werner Schwind

Sales

Wacker stock

January 22, 2013, off-market

3,500

10.74

37,604.00

 

Werner Schwind

Sales

Wacker stock

January 21, 2013, off-market

10,500

10.86

114,066.00

 

Werner Schwind

Sales

Wacker stock

January 15, 2013, off-market

27,000

10.42

281,437.20

 

Werner Schwind

Sales

Wacker stock

January 15, 2013, off-market

6,000

10.71

64,246.20

 

Werner Schwind

Sales

Wacker stock

January 14, 2013, off-market

21,000

10.76

225,947.40

 

Werner Schwind

Sales

Wacker stock

January 10, 2013, off-market

32,000

10.42

333,571.20

 

Werner Schwind

Sales

Wacker stock

January 09, 2013, off-market

12,000

10.63

127,618.80

 

Werner Schwind

Sales

Wacker stock

January 08, 2013, off-market

18,000

10.63

191,280.60

 

Werner Schwind

Sales

Wacker stock

January 07, 2013, off-market

20,000

10.50

210,008.00

 

NEUSON Ecotec GmbH

Purchase

Wacker stock

October 10, 2012, off-market

269,486

13.00

3,503,318.00

 

NEUSON Ecotec GmbH

Purchase

Wacker stock

July 12, 2011

208,000

12.00

2,496,000.00

 

Richard Mayer

Sales

Wacker stock

August 13, 2010, off-market

146,160

11.25

1,644,300.00

Note

Werner Schwind

Sales

Wacker stock

August 13, 2010, off-market

103,245

11.25

1,161,506.25

Note

SAG Vermögens-verwaltung UG (SAG Asset Management UG) (limited liability) Currently: Blitz F08-zwei-acht-zwei UG (limited liability)

Purchase

Wacker stock

December 29, 2008, off-market

332.723

5.42

1,803,358.66

Note

Dr. Georg Sick is the sole shareholder of the company

Dr. Georg Sick (CEO)

Sales

Wacker stock

December 29, 2008, off-market

332,723

5.42

1,803,358.66

Note

Dr. Georg Sick (CEO)

Purchase

Wacker stock

September 11, 2008 September 10, 2008 September 09, 2008

27,028 14,578 12,128

6.88 6.77 6.54

185,952.64 98,693.06 79,317.12

 

Dr. Georg Sick (CEO)

Transfer (access)

Wacker stock

July 17, 2008

34,753

— *

** Note

Richard Mayer (member of the managing board)

Transfer (access)

Wacker stock

July 17, 2008

20,472

— *

** Note

Werner Schwind (member of the managing board)

Transfer (access)

Wacker stock

July 17, 2008

31,627

— *

** Note

NEUSON Ecotec GmbH

Acquisition by way of the exchange of stock

Wacker stock

October 31, 2007

2,243,188

   

As the conclusion of the merger with Neuson Kramer AG

Roman Sick (dependent child of a director)

Purchase

Wacker Aktie

May 18, 2007

1,550

25.00

38,750.00

 

Dr. Georg Sick (CEO)

Purchase

Wacker Aktie

May 14, 2007 off-market

90,909

22.00

1,999,998.00

Preferential assignment for IPO

ISIN DE000WACK012

* Not quantifiable.
** Back transfer of shares that were previously held indirectly via the Wacker Beteiligungs GmbH & Co. KG i. L. against lowering the limited partnership interest.

As of: January 16, 2017